Fung, Alan Si Huen 馮時煖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AA Investment Management Limited | RO | Advising on securities | 2021-04-27 | 2022-09-02 | RO | Asset management | 2021-04-27 | 2022-09-02 | RO | Dealing in securities | 2021-04-27 | 2022-09-02 |
| 2 | BOCOM International Asset Management Limited | Rep | Asset management | 2010-04-19 | 2010-05-31 | RO | Asset management | 2010-05-31 | 2016-01-15 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in securities | 2012-04-05 | 2016-01-15 |
| 4 | Changjiang Asset Management (HK) Limited | RO | Advising on securities | 2016-04-06 | 2020-04-02 | RO | Asset management | 2016-04-06 | 2020-04-02 |
| 5 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-11-16 | 2020-04-02 |
| 6 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Asset management | 2007-05-16 | 2010-03-26 | RO | Advising on securities | 2008-04-30 | 2010-03-26 |
| 7 | Eternity Growth Asset Management Limited | RO | Advising on securities | 2023-10-16 | RO | Asset management | 2023-10-16 | RO | Dealing in securities | 2023-10-16 |
| 8 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2006-08-10 | 2007-03-02 | Rep | Asset management | 2006-08-10 | 2007-03-02 |
| 9 | Pando Finance Limited | Rep | Advising on securities | 2022-12-02 | 2023-01-19 | Rep | Asset management | 2022-12-02 | 2023-01-19 | Rep | Dealing in securities | 2022-12-02 | 2023-01-19 | RO | Advising on securities | 2023-01-19 | 2023-08-25 | RO | Asset management | 2023-01-19 | 2023-08-25 | RO | Dealing in securities | 2023-01-19 | 2023-08-25 |
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