Choy, David Tsz Hong 蔡子康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2011-04-18 | 2014-01-31 | Rep | Dealing in securities | 2011-04-18 | 2014-01-31 | Rep | Asset management | 2011-05-19 | 2013-01-08 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-05 | Rep | Advising on futures contracts | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 |
| 3 | Nikko Asset Management Hong Kong Limited | Rep | Advising on securities | 2004-08-27 | 2005-08-24 | Rep | Asset management | 2004-08-27 | 2005-08-24 | RO | Advising on securities | 2005-08-24 | 2006-08-08 | RO | Asset management | 2005-08-24 | 2006-08-08 |
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