Xu, Yujie 許宇洁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BIL Wealth Management Limited | Rep | Advising on securities | 2019-10-03 | 2020-09-21 | Rep | Dealing in securities | 2019-10-03 | 2020-09-21 | Rep | Asset management | 2020-03-17 | 2020-09-21 |
| 2 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2011-05-17 | 2013-07-23 | Rep | Asset management | 2011-05-17 | 2014-01-31 | Rep | Dealing in securities | 2011-05-17 | 2014-01-31 |
| 3 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on futures contracts | 2007-10-02 | 2010-09-28 | Rep | Advising on securities | 2007-10-02 | 2010-09-28 | Rep | Dealing in securities | 2007-10-02 | 2010-09-28 |
| 4 | Hywin Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-08-07 | Rep | Asset management | 2023-08-07 | Rep | Dealing in securities | 2023-08-07 |
| 5 | MIS SERVICES LIMITED (d2019-06-01) | Rep | Asset management | 2005-04-18 | |
| 6 | Rothschild & Co Wealth Management Hong Kong Limited | Rep | Advising on securities | 2018-04-06 | 2018-10-24 | Rep | Dealing in securities | 2018-04-06 | 2018-10-24 | RO | Advising on securities | 2018-10-24 | 2019-06-11 | RO | Dealing in securities | 2018-10-24 | 2019-06-11 |
| 7 | YAU WAI INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2021-08-13 | 2021-12-13 | Rep | Asset management | 2021-08-13 | 2021-12-13 | Rep | Dealing in securities | 2021-08-13 | 2021-12-13 |
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