Ying, Winnie Wing Shui 應詠絮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2010-11-15 | 2012-03-31 | Rep | Dealing in securities | 2010-11-15 | 2012-03-31 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-08-13 | 2006-02-20 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-08-13 | 2006-02-20 |
| 4 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-04-24 | 2008-01-08 | Rep | Advising on securities | 2007-04-24 | 2008-01-08 | Rep | Asset management | 2007-04-24 | 2008-01-08 |
| 5 | JVSakk Asia Limited | Rep | Dealing in securities | 2014-09-10 | 2021-12-31 |
| 6 | JVSakk Asset Management Limited | Rep | Advising on securities | 2014-09-10 | 2021-12-31 | Rep | Asset management | 2014-09-10 | 2021-12-31 |
| 7 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2008-01-16 | 2010-10-23 | Rep | Dealing in securities | 2008-02-28 | 2010-10-23 |
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