Ng, Cathy Sui Fan 吳瑞芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Advising on securities | 2007-07-03 | 2010-04-22 |
| 2 | Lion Global Financial Limited | Rep | Dealing in securities | 2009-03-02 | 2010-04-22 |
| 3 | CASH Wealth Management Limited | Rep | Advising on securities | 2010-08-04 | 2013-09-09 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-04 | 2013-09-09 |
| 5 | CASH Wealth Management Limited | Rep | Asset management | 2011-03-30 | 2013-09-09 |
| 6 | GENESIS CAPITAL INVESTMENT (HK) LIMITED | Rep | Asset management | 2013-12-02 | 2014-08-28 |
| 7 | GENESIS CAPITAL INVESTMENT (HK) LIMITED | RO | Asset management | 2022-01-19 |
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