Wong, Cindy Yeuk Wing 王若頴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2013-09-26 | 2015-05-11 | Rep | Asset management | 2013-09-26 | 2015-05-11 |
| 2 | Broadway Wealth Management Limited | Rep | Advising on securities | 2009-05-21 | 2009-05-26 |
| 3 | CASH Wealth Management Limited | Rep | Advising on securities | 2009-06-19 | 2013-08-22 | Rep | Asset management | 2011-03-18 | 2013-08-22 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-07-18 | 2013-08-22 |
| 5 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on futures contracts | 2005-12-07 | 2008-06-27 | Rep | Advising on securities | 2005-12-07 | 2008-06-27 | Rep | Dealing in securities | 2005-12-07 | 2008-06-27 |
| 6 | Glory Profit Capital Limited | RO | Advising on securities | 2019-12-16 | RO | Asset management | 2019-12-16 | RO | Dealing in securities | 2019-12-16 |
| 7 | RuiLian Financial Group Company Limited | RO | Advising on securities | 2017-01-23 | 2019-03-31 | RO | Asset management | 2017-01-23 | 2019-03-31 | RO | Dealing in securities | 2017-01-23 | 2019-03-31 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-26 | 2015-05-11 |
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