Lam, Fung (SFC:AEZ198) 林峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIAM Capital Management Limited | RO | Advising on securities | 2011-01-24 | 2011-05-31 | RO | Asset management | 2011-01-24 | 2011-05-31 |
| 2 | Greenland (Asia) Securities Co., Limited | RO | Advising on securities | 2013-10-18 | 2017-06-23 | RO | Asset management | 2013-10-18 | 2017-06-23 |
| 3 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2011-09-12 | 2013-10-15 | RO | Asset management | 2011-09-12 | 2013-10-15 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Asset management | 2005-04-28 | 2005-07-29 | Rep | Advising on securities | 2005-04-28 | 2005-12-16 | RO | Asset management | 2005-07-29 | 2005-12-16 |
| 5 | Pine Star Asset Management Limited | Rep | Advising on securities | 2017-06-28 | 2017-07-25 | Rep | Asset management | 2017-06-28 | 2017-07-25 | RO | Advising on securities | 2017-07-25 | 2018-11-10 | RO | Asset management | 2017-07-25 | 2018-11-10 |
| 6 | TANGSHANG ASSETS MANAGEMENT LIMITED | RO | Asset management | 2019-05-14 | 2020-08-31 |
| 7 | VC ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-12-20 | 2006-01-09 | Rep | Asset management | 2005-12-20 | 2006-01-09 | RO | Advising on securities | 2006-01-09 | 2008-02-16 | RO | Asset management | 2006-01-09 | 2008-02-16 |
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