Chan, Alpha Ching Wan 陳青雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-04-11 | 2018-06-07 | Rep | Asset management | 2018-04-11 | 2018-06-07 | RO | Advising on securities | 2018-06-07 | 2019-07-30 | RO | Asset management | 2018-06-07 | 2019-07-30 |
| 2 | Amber Hill Asset Management Limited | RO | Advising on securities | 2021-10-26 | 2022-04-15 | RO | Asset management | 2021-10-26 | 2022-04-15 |
| 3 | CASH ASSET MANAGEMENT LIMITED | RO | Asset management | 2022-11-23 | 2024-01-01 |
| 4 | CASH Wealth Management Limited | Rep | Advising on securities | 2022-05-03 | 2022-08-17 | Rep | Asset management | 2022-05-03 | 2022-08-17 | RO | Advising on securities | 2022-08-17 | 2024-01-01 | RO | Asset management | 2022-08-17 | 2024-01-01 |
| 5 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-06-05 | 2008-07-16 | RO | Asset management | 2008-07-16 | 2018-03-19 | Rep | Advising on securities | 2009-11-24 | 2018-03-19 |
| 6 | CMS CAPITAL (HK) CO., LIMITED | Rep | Advising on securities | 2004-08-27 | 2007-11-19 | Rep | Asset management | 2004-08-27 | 2007-11-19 | RO | Advising on securities | 2007-11-19 | 2008-05-21 | RO | Asset management | 2007-11-19 | 2008-05-21 |
| 7 | Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2020-07-10 | 2020-08-19 | Rep | Asset management | 2020-07-10 | 2020-08-19 | RO | Advising on securities | 2020-08-19 | 2020-09-09 | RO | Asset management | 2020-08-19 | 2020-09-09 |
| 8 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2007-11-19 | Rep | Advising on securities | 2007-11-19 | Rep | Asset management | 2007-11-19 | RO | Advising on futures contracts | 2007-11-19 | 2008-05-21 | RO | Advising on securities | 2007-11-19 | 2008-05-21 | RO | Asset management | 2007-11-19 | 2008-05-21 |
| 9 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2007-11-19 | 2008-05-21 | RO | Asset management | 2007-11-19 | 2008-05-21 | RO | Dealing in securities | 2007-11-19 | 2008-05-21 |
| 10 | iBest Securities Company Limited | Rep | Dealing in securities | 2004-03-19 | 2008-05-21 |
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