Ho, David Siu Kee 何紹基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2008-04-23 | 2014-02-12 | RO | Asset management | 2015-06-17 | 2021-01-31 | Rep | Advising on securities | 2017-04-03 | 2018-01-18 | Rep | Dealing in securities | 2017-04-03 | 2018-01-18 | RO | Advising on securities | 2018-01-18 | 2021-01-31 | RO | Dealing in securities | 2018-01-18 | 2021-01-31 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-10-21 | 2004-12-08 | Rep | Dealing in securities | 2004-10-21 | 2006-08-31 | RO | Advising on corporate finance | 2004-12-08 | 2006-11-22 | RO | Dealing in securities | 2006-08-31 | 2006-11-22 | RO | Advising on corporate finance | 2010-05-13 | 2011-08-08 | Rep | Advising on corporate finance | 2011-08-08 | 2014-06-23 | Rep | Dealing in securities | 2014-03-07 | 2014-06-23 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-06-30 | 2017-04-03 | Rep | Dealing in securities | 2014-06-30 | 2017-04-03 | Rep | Advising on securities | 2021-08-04 | 2023-03-22 | Rep | Dealing in securities | 2021-08-04 | 2023-03-22 |
| 4 | CHINA EVERBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2003-05-07 | 2003-08-07 |
| 5 | Greentech Technology Asset Management Company Limited | RO | Advising on securities | 2024-04-12 | RO | Asset management | 2024-04-12 | RO | Dealing in securities | 2024-04-12 |
| 6 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-02-20 | 2004-06-24 | RO | Advising on corporate finance | 2004-06-24 | 2004-10-06 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-09-08 | 2004-02-20 | Rep | Dealing in securities | 2004-02-20 | 2004-10-06 | RO | Advising on corporate finance | 2004-02-20 | 2004-10-06 |
| 8 | Wealthy Securities Limited | Rep | Advising on securities | 2023-10-13 | 2023-10-13 | Rep | Asset management | 2023-10-13 | 2023-10-13 | Rep | Dealing in securities | 2023-10-13 | 2023-10-13 | RO | Advising on securities | 2023-10-13 | 2024-03-01 | RO | Asset management | 2023-10-13 | 2024-03-01 | RO | Dealing in securities | 2023-10-13 | 2024-03-01 |
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