Law, Freda Yan Ni 羅茵妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-06-10 | 2022-09-20 | Rep | Asset management | 2010-06-10 | 2022-09-20 |
| 2 | Nomura Asset Management Hong Kong Limited | Rep | Advising on corporate finance | 2004-11-01 | Rep | Advising on futures contracts | 2004-11-01 | Rep | Advising on securities | 2004-11-01 | Rep | Dealing in securities | 2004-11-01 | Rep | Asset management | 2009-06-23 |
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