Lee, Kwok Cheong (SFC:AGA695) 李國昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-10-13 | 2015-06-25 | Rep | Advising on securities | 2009-11-24 | 2015-06-25 |
| 2 | Changchun Securities Limited | Rep | Advising on securities | 2021-09-16 | 2021-09-24 | Rep | Asset management | 2021-09-16 | 2021-09-24 | RO | Advising on securities | 2021-09-24 | RO | Asset management | 2021-09-24 | RO | Dealing in securities | 2021-12-24 |
| 3 | Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2019-06-14 | 2019-07-23 | Rep | Asset management | 2019-06-14 | 2019-07-23 | RO | Advising on securities | 2019-07-23 | 2020-09-09 | RO | Asset management | 2019-07-23 | 2020-09-09 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-10-25 | 2008-08-30 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Advising on securities | 2004-01-05 | Rep | Asset management | 2006-04-19 | Rep | Dealing in securities | 2006-04-19 | 2008-08-30 | Rep | Asset management | 2007-10-25 | 2008-08-30 |
| 6 | Holly International Asset Management Company Limited | RO | Advising on securities | 2018-08-28 | 2019-05-09 | RO | Asset management | 2018-08-28 | 2019-05-09 |
| 7 | KINGSWAY UNIT TRUST MANAGERS LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Advising on securities | 2004-01-05 | Rep | Asset management | 2004-02-13 |
| 8 | PLATFORM ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-06-26 | 2017-10-31 | RO | Advising on securities | 2016-09-07 | 2017-10-31 |
| 9 | VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-01-05 | 2021-07-31 | RO | Asset management | 2021-01-05 | 2021-07-31 |
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