Lian, Lian (SFC:ATI911) 連漣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-06-17 | 2014-01-01 | Rep | Advising on securities | 2013-08-14 | 2014-01-01 | Rep | Dealing in securities | 2013-09-13 | 2014-01-01 |
2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-07-16 | 2011-05-04 | Rep | Dealing in securities | 2009-07-16 | 2011-05-04 |
3 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2020-06-30 | 2022-06-18 | Rep | Asset management | 2020-06-30 | 2022-06-18 | Rep | Dealing in securities | 2020-06-30 | 2022-06-18 |
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