Liu, Chak Ming 廖澤銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-07-14 | 2014-04-07 | Rep | Advising on securities | 2011-12-09 | 2014-04-07 | Rep | Dealing in securities | 2012-08-31 | 2014-04-07 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2018-06-13 | 2019-05-31 | Rep | Dealing in securities | 2018-06-13 | 2019-05-31 |
| 3 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2014-04-25 | 2016-04-18 |
| 4 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-06-28 | Rep | Asset management | 2019-07-30 | Rep | Dealing in securities | 2020-05-27 |
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