Liu, Ge (SFC:AXK573) 劉歌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | APlus Partners Asset Management Limited | Rep | Advising on securities | 2021-03-01 | 2021-03-04 | Rep | Asset management | 2021-03-01 | 2021-03-04 | RO | Advising on securities | 2021-03-04 | 2021-08-31 | RO | Asset management | 2021-03-04 | 2021-08-31 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2022-12-09 | Rep | Dealing in securities | 2022-12-09 |
| 3 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-06-10 | 2019-09-15 | Rep | Advising on securities | 2011-08-10 | 2019-09-15 | Rep | Dealing in securities | 2012-05-03 | 2019-09-15 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2021-10-19 | 2022-04-19 | Rep | Advising on securities | 2021-10-19 | 2022-04-19 | Rep | Asset management | 2021-10-19 | 2022-04-19 |
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