Xiao, Haiping (SFC:ARW593) 肖海平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-11-17 | 2016-01-28 | Rep | Advising on securities | 2012-09-03 | 2016-01-28 | Rep | Dealing in securities | 2012-09-03 | 2016-01-28 |
| 2 | HONOR ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2016-02-15 | 2022-11-22 | RO | Asset management | 2016-02-15 | 2022-11-22 |
| 3 | HONOR SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-06-19 | 2018-10-09 | RO | Dealing in securities | 2018-10-09 | 2021-08-31 | RO | Dealing in futures contracts | 2019-02-11 | 2020-03-25 |
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