Yang, Ning (SFC:AVM735) 楊寧

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2011-07-14 2011-09-21
Rep Asset management 2011-07-14 2011-09-21
RO Advising on securities 2011-09-21 2012-03-21
RO Asset management 2011-09-21 2012-03-21
RO Advising on securities 2012-06-20 2014-03-06
RO Asset management 2012-06-20 2014-03-06
RO Dealing in securities 2012-06-20 2014-03-06
RO Advising on securities 2015-04-30 2016-05-01
RO Asset management 2015-04-30 2016-05-01
RO Dealing in securities 2015-04-30 2016-05-01
2 CCB INTERNATIONAL SECURITIES LIMITED Rep Advising on securities 2010-07-16 2011-07-12
Rep Dealing in securities 2010-07-16 2011-07-12
3 WELL KING ASSET MANAGEMENT LIMITED RO Advising on securities 2019-07-09 2021-02-08
RO Asset management 2019-07-09 2021-02-08

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