Yang, Xinlin (SFC:APG517) 楊昕琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-08-22 | 2012-10-05 | Rep | Asset management | 2011-08-22 | 2012-10-05 | Rep | Dealing in securities | 2012-04-27 | 2012-10-05 | RO | Advising on securities | 2012-10-05 | 2015-01-16 | RO | Asset management | 2012-10-05 | 2015-01-16 | RO | Dealing in securities | 2012-10-05 | 2015-01-16 | Rep | Advising on securities | 2015-01-16 | 2015-04-28 | Rep | Asset management | 2015-01-16 | 2015-04-28 | Rep | Dealing in securities | 2015-01-16 | 2015-04-28 | Rep | Advising on securities | 2015-12-21 | 2016-10-28 | Rep | Asset management | 2015-12-21 | 2016-10-28 | Rep | Dealing in securities | 2015-12-21 | 2016-10-28 | RO | Advising on securities | 2016-10-28 | 2018-07-07 | RO | Asset management | 2016-10-28 | 2018-07-07 | RO | Dealing in securities | 2016-10-28 | 2018-07-07 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-10-07 | 2011-08-17 | Rep | Dealing in securities | 2010-10-07 | 2011-08-17 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-07-16 | 2008-10-31 | Rep | Advising on securities | 2007-07-16 | 2008-10-31 | Rep | Dealing in securities | 2007-07-16 | 2008-10-31 |
| 4 | Huarong International Asset Management Limited | Rep | Asset management | 2015-10-30 | 2015-11-23 |
| 5 | IMO Asset Management Limited | Rep | Advising on securities | 2020-07-28 | 2020-08-25 | Rep | Asset management | 2020-07-28 | 2020-08-25 | RO | Advising on securities | 2020-08-25 | 2023-11-30 | RO | Asset management | 2020-08-25 | 2023-11-30 |
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