Ye, Wenli (SFC:AVL281) 葉文莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-07-19 | 2015-08-01 | Rep | Asset management | 2011-07-19 | 2015-08-01 | Rep | Dealing in securities | 2014-03-07 | 2015-08-01 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2010-08-09 | 2011-05-18 |
| 3 | SBI China Capital Asset Management Limited | RO | Asset management | 2019-09-20 | RO | Advising on securities | 2021-05-26 |
| 4 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2016-01-25 | Rep | Advising on securities | 2016-01-25 | 2019-05-17 | Rep | Asset management | 2016-01-25 | 2019-05-17 | RO | Advising on securities | 2019-05-17 | RO | Asset management | 2019-05-17 |
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