Zeng, Yu (SFC:AVY463) 曾昱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Austin Asia Securities Limited | RO | Advising on securities | 2018-04-11 | 2019-03-29 | RO | Asset management | 2018-04-11 | 2019-03-29 | RO | Advising on corporate finance | 2018-09-06 | 2019-03-29 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-01-21 | 2014-12-12 | Rep | Advising on securities | 2011-08-11 | 2014-12-12 | Rep | Dealing in securities | 2012-05-03 | 2016-03-07 | RO | Advising on securities | 2014-12-12 | 2017-05-01 | RO | Asset management | 2014-12-12 | 2017-05-01 | RO | Dealing in securities | 2016-03-07 | 2017-05-01 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-09-24 | 2010-12-09 | Rep | Dealing in securities | 2010-09-24 | 2010-12-09 |
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