Shih, Shun Ching 施順情
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-07-20 | 2006-09-25 | Rep | Dealing in securities | 2006-09-25 | 2008-11-13 | RO | Advising on corporate finance | 2006-09-25 | 2023-11-13 | RO | Dealing in securities | 2008-11-13 | 2023-11-13 |
| 2 | JS CRESVALE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-06-25 | 2004-02-11 |
| 3 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2003-06-25 | 2004-02-11 |
| 4 | KGI CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-11-22 | 2006-01-23 | RO | Advising on corporate finance | 2006-01-23 | 2006-06-16 |
| 5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on securities | 2003-06-20 | Rep | Asset management | 2003-06-20 | Rep | Advising on corporate finance | 2003-06-24 | Rep | Advising on corporate finance | 2004-03-15 | 2005-11-16 | Rep | Dealing in securities | 2004-04-26 | 2005-11-16 |
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