Tam, Kwok Leung (SFC:AFT103) 譚國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-30 | |
2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-12-30 | |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2003-12-30 | |
4 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-01-29 | |
5 | Mason Securities Limited | Rep | Advising on corporate finance | 2005-02-21 | 2006-06-21 |
6 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-07-14 | 2008-03-14 |
7 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2006-07-19 | 2008-03-14 |
8 | CCB INTERNATIONAL CAPITAL LIMITED | RO | Dealing in securities | 2008-03-14 | 2008-09-14 |
9 | CCB INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2008-03-14 | 2013-06-21 |
10 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2009-08-11 | 2013-06-21 |
11 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2014-01-07 | 2016-08-22 |
12 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | Dealing in securities | 2014-01-07 | 2016-08-22 |
13 | INNOVAX CAPITAL LIMITED | RO | Advising on corporate finance | 2016-09-01 | 2017-01-27 |
14 | INNOVAX CAPITAL LIMITED | RO | Dealing in securities | 2016-09-01 | 2017-01-27 |
15 | PULSAR CAPITAL LIMITED (HK) | RO | Advising on corporate finance | 2017-03-01 | |
16 | PULSAR CAPITAL LIMITED (HK) | RO | Dealing in securities | 2017-03-01 |
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