Wong, Eric Kai Lap 黃啟立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-18 | Rep | Dealing in securities | 2004-08-09 | RO | Dealing in securities | 2004-08-09 | 2006-10-31 | RO | Advising on corporate finance | 2004-12-03 | 2006-10-31 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-11 | 2006-10-31 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-08-27 | 2010-05-18 | Rep | Dealing in securities | 2009-08-27 | 2010-05-18 | RO | Advising on corporate finance | 2010-05-18 | 2019-06-30 | RO | Dealing in securities | 2010-05-18 | 2019-06-30 | RO | Advising on securities | 2014-04-11 | 2019-06-30 |
| 4 | CCB INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-10-29 | 2015-05-12 |
| 5 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-08-06 | 2007-11-13 | Rep | Advising on securities | 2007-09-10 | 2007-11-13 | RO | Advising on corporate finance | 2007-11-13 | 2008-05-31 | RO | Advising on securities | 2007-11-13 | 2008-05-31 |
| 6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2006-11-01 | 2007-03-29 | Rep | Dealing in securities | 2006-11-01 | 2007-03-29 | RO | Advising on corporate finance | 2007-03-29 | 2007-05-21 | RO | Dealing in securities | 2007-03-29 | 2007-05-21 |
| 7 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-11-01 | 2007-03-29 | RO | Dealing in securities | 2007-03-29 | 2007-05-21 |
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