Chiu, Yan Kit 趙仁傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-12-12 | 2012-12-08 | Rep | Dealing in securities | 2008-01-17 | 2012-12-08 |
| 2 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2013-02-18 | 2013-08-08 | Rep | Dealing in securities | 2013-02-18 | 2013-08-08 |
| 3 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2018-11-13 | 2018-11-26 | RO | Advising on corporate finance | 2018-11-26 | 2019-09-23 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2013-08-22 | 2017-04-29 |
| 5 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2013-08-22 | 2015-04-16 | RO | Advising on corporate finance | 2015-04-16 | 2017-04-29 | Rep | Advising on corporate finance | 2017-08-30 | 2017-10-31 | RO | Advising on corporate finance | 2017-10-31 | 2018-10-25 |
| 6 | Sunfund Capital Limited | RO | Advising on corporate finance | 2019-09-30 | 2019-12-20 |
| 7 | TFI Capital Limited | RO | Advising on corporate finance | 2020-12-18 | |
| 8 | TFI Securities and Futures Limited | RO | Dealing in securities | 2020-07-22 | |
| 9 | Tianlong Capital Management Limited | Rep | Advising on corporate finance | 2020-03-16 | 2020-03-20 |
| 10 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-05-18 | 2007-11-29 |
| 11 | ZHONGRONG PT SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-01 | 2017-08-13 |
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