Fok, Wilson Wai Shun 霍偉舜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | RO | Advising on corporate finance | 2015-04-08 | 2018-10-15 | RO | Advising on securities | 2015-04-08 | 2018-10-15 | RO | Dealing in securities | 2015-04-08 | 2018-10-15 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-04-15 | 2012-12-17 | Rep | Dealing in securities | 2010-04-15 | 2012-12-17 | RO | Advising on corporate finance | 2012-12-17 | 2014-08-15 | RO | Dealing in securities | 2012-12-17 | 2014-08-15 |
| 3 | Opus Capital Limited (HK) | Rep | Advising on corporate finance | 2019-10-08 | 2019-10-10 | Rep | Dealing in securities | 2019-10-08 | 2019-10-10 | RO | Advising on corporate finance | 2019-10-10 | 2020-11-13 | RO | Dealing in securities | 2019-10-10 | 2020-11-13 |
| 4 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2006-03-01 | 2010-04-04 |
| 5 | Pulun International Capital Limited | RO | Advising on corporate finance | 2018-10-31 | 2019-09-30 | RO | Dealing in securities | 2018-10-31 | 2019-09-30 | Rep | Advising on corporate finance | 2021-05-24 | 2021-08-04 | RO | Advising on corporate finance | 2021-08-04 | 2023-07-07 |
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