Hu, Kun (SFC:ATS197) 胡坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2013-06-20 | 2017-08-11 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-09-09 | 2013-06-08 | Rep | Dealing in securities | 2009-09-09 | 2013-06-08 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2021-08-25 | Rep | Dealing in securities | 2021-08-25 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-09-06 | 2021-05-05 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-02-10 | 2021-05-05 | Rep | Dealing in securities | 2020-02-10 | 2021-05-05 |
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