Lee, Chun Pong (SFC:AOD724) 李振邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-10-10 | 2014-09-06 | Rep | Dealing in securities | 2007-11-30 | 2014-09-06 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2014-09-22 | 2016-08-31 |
3 | HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | Advising on corporate finance | 2016-09-27 | 2017-01-10 | RO | Advising on corporate finance | 2017-01-10 | 2019-07-31 |
4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-06-04 | 2021-06-04 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-09-27 | 2021-06-04 | Rep | Dealing in securities | 2016-09-27 | 2021-06-04 |
6 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2007-05-31 | 2007-09-04 |
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