Ng, Fanny Ho Man 吳皓敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-06-11 | 2006-12-20 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-06-11 | 2006-12-20 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-05-21 | 2009-11-01 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-05-21 | 2009-11-01 |
| 5 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-04-30 | 2012-06-29 |
| 6 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2010-04-30 | 2012-06-29 |
| 7 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2014-06-18 | 2014-10-15 |
| 8 | KGI CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2014-06-18 | 2014-10-15 |
| 9 | KGI CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2014-10-15 | 2015-04-22 |
| 10 | KGI CAPITAL ASIA LIMITED | RO | Dealing in securities | 2014-10-15 | 2015-04-22 |
| 11 | ALPINE SECURITIES LIMITED | RO | Advising on securities | 2018-07-31 | 2021-01-18 |
| 12 | ALPINE SECURITIES LIMITED | RO | Dealing in securities | 2018-07-31 | 2021-01-18 |
| 13 | ALPINE CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2018-12-21 | 2021-01-19 |
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