Tam, King Kei 譚景基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2019-05-10 | 2021-02-25 | Rep | Advising on corporate finance | 2019-05-10 | 2021-04-27 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2019-05-10 | 2021-04-27 | Rep | Dealing in securities | 2019-05-10 | 2021-04-27 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-03-02 | 2014-07-05 | Rep | Dealing in securities | 2011-03-02 | 2014-07-05 | Rep | Advising on securities | 2014-05-26 | 2014-07-05 |
| 4 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2017-03-15 | 2019-04-28 | Rep | Advising on securities | 2017-03-15 | 2019-04-28 | Rep | Dealing in securities | 2017-03-15 | 2019-04-28 |
| 5 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-09-15 | 2017-02-28 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-09-15 | 2017-02-28 | Rep | Dealing in securities | 2014-09-15 | 2017-02-28 |
| 7 | Novel Wealth Management Limited | Rep | Advising on securities | 2021-10-27 | 2022-03-28 | Rep | Dealing in securities | 2021-10-27 | 2022-03-28 | Rep | Advising on securities | 2022-08-11 | 2023-01-13 | Rep | Dealing in securities | 2022-08-11 | 2023-01-13 |
| 8 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2014-08-15 | 2014-08-24 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2014-08-15 | 2014-08-24 | Rep | Dealing in securities | 2014-08-15 | 2014-08-24 |
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