Tam, Lawrence Kwong Fai 譚廣輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-06-11 | 2013-04-27 | Rep | Dealing in securities | 2008-06-11 | 2013-04-27 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-07-08 | 2014-01-11 |
| 3 | UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2006-08-25 | 2006-09-09 | Rep | Advising on securities | 2006-08-25 | 2006-09-09 | Rep | Asset management | 2006-08-25 | 2006-09-09 | Rep | Dealing in securities | 2006-08-25 | 2006-09-09 |
| 4 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-09-26 | 2008-05-09 | Rep | Dealing in securities | 2006-09-26 | 2008-05-09 |
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