Wang, Yan (SFC:AVM924) 王妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-07-20 | 2017-04-10 | Rep | Dealing in securities | 2010-07-20 | 2017-04-10 | Rep | Advising on securities | 2015-06-15 | 2017-04-10 |
| 2 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2017-06-01 | 2017-07-10 | Rep | Dealing in securities | 2017-06-01 | 2017-07-10 | RO | Advising on corporate finance | 2017-07-10 | 2018-10-15 | RO | Dealing in securities | 2017-07-10 | 2018-10-15 |
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