Yu, Cherry Pung Yet 余芃一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-02-04 | 2015-01-01 | Rep | Dealing in securities | 2009-02-04 | 2015-01-01 |
| 2 | Kiu Hung Capital Company Limited | RO | Dealing in securities | 2015-10-23 | 2016-04-29 | RO | Advising on corporate finance | 2015-10-23 | 2016-08-31 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2016-09-21 | 2019-09-27 | Rep | Advising on securities | 2016-09-21 | 2019-09-27 | Rep | Dealing in securities | 2016-09-21 | 2019-09-27 |
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