Yuen, Sze Wing Esther 袁詩穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-06-11 | 2017-04-02 | Rep | Advising on securities | 2015-06-11 | 2017-04-02 | Rep | Dealing in securities | 2015-06-11 | 2017-04-02 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-07-30 | 2013-09-13 | Rep | Dealing in securities | 2007-07-30 | 2013-09-13 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2005-11-22 | 2007-06-30 | Rep | Dealing in securities | 2005-11-22 | 2007-06-30 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2013-10-25 | 2014-02-18 |
| 5 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2013-10-25 | 2015-05-22 | Rep | Dealing in securities | 2014-02-18 | 2015-05-22 |
| 6 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-11-29 | 2023-09-14 | Rep | Advising on securities | 2020-01-03 | 2023-09-14 | RO | Advising on corporate finance | 2023-09-14 | RO | Advising on securities | 2023-09-14 |
| 7 | CLSA LIMITED | Rep | Dealing in securities | 2019-11-29 | 2023-09-14 | RO | Dealing in securities | 2023-09-14 |
| 8 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2017-05-11 | 2019-10-25 | Rep | Dealing in securities | 2017-05-11 | 2019-10-25 |
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