Morin, Douglas Craham
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Automated trading services | 2004-12-09 | Rep | Advising on corporate finance | 2007-12-19 | Rep | Dealing in securities | 2007-12-19 | Rep | Asset management | 2007-07-09 | 2007-12-19 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-16 | 2009-09-11 | RO | Dealing in securities | 2009-09-11 | 2012-06-28 |
| 3 | CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2017-02-01 | 2018-04-30 |
| 4 | Crosby Securities Limited | RO | Advising on securities | 2013-03-06 | 2016-09-15 | RO | Dealing in securities | 2013-03-06 | 2016-09-15 |
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