Chan, Siu Cheong (SFC:AOR822) 陳兆昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2009-07-22 | 2012-07-26 | RO | Advising on securities | 2012-07-26 | 2014-02-04 | Rep | Advising on securities | 2014-07-04 | 2014-08-25 | RO | Advising on securities | 2014-08-25 | 2020-12-04 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-03-16 | 2009-05-18 |
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