Chan, Wai Sze (SFC:AOB741) 陳慧詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-04-25 | 2020-03-01 | Rep | Asset management | 2012-04-25 | 2020-03-01 | Rep | Dealing in securities | 2012-04-25 | 2020-03-01 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-05-28 | 2012-04-12 | Rep | Dealing in securities | 2010-05-28 | 2012-04-12 |
| 3 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-12-05 | 2007-05-18 |
| 4 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-27 | 2007-05-18 |
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