Chen, Xiangyi (SFC:AVM726) 陳湘毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-04-25 | 2013-06-01 | Rep | Asset management | 2012-04-25 | 2013-06-01 | Rep | Dealing in securities | 2012-04-25 | 2013-06-01 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-07-16 | 2012-04-12 | Rep | Dealing in securities | 2010-07-16 | 2012-04-12 |
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