Chen, Yiqiong 陳屹琼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-02-21 | 2013-02-19 | Rep | Asset management | 2012-02-21 | 2015-08-13 | Rep | Dealing in securities | 2012-04-27 | 2013-02-19 | RO | Advising on securities | 2013-02-19 | 2015-08-13 | RO | Dealing in securities | 2013-02-19 | 2015-08-13 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2009-10-16 | 2012-02-06 | Rep | Dealing in securities | 2009-10-16 | 2012-02-06 |
| 3 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2015-09-01 | 2015-11-05 | Rep | Dealing in securities | 2015-09-01 | 2015-11-05 | Rep | Asset management | 2015-09-01 | 2016-11-29 | RO | Advising on securities | 2015-11-05 | 2018-11-01 | RO | Dealing in securities | 2015-11-05 | 2018-11-01 | RO | Asset management | 2016-11-29 | 2018-11-01 |
| 4 | Greater Bay Area Development Fund Management Limited | RO | Advising on securities | 2019-04-15 | 2020-03-31 | RO | Asset management | 2019-04-15 | 2020-03-31 | RO | Dealing in securities | 2019-04-15 | 2020-03-31 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-05-19 | 2009-04-29 | Rep | Dealing in securities | 2006-05-19 | 2009-04-29 |
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