Ching, Claudia Wai Han 程惠嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-06-02 | 2013-11-04 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2007-10-09 | 2010-04-28 |
| 3 | EFG Asset Management (HK) Limited | Rep | Advising on securities | 2013-11-19 | 2019-12-30 | Rep | Asset management | 2013-11-19 | 2019-12-30 | Rep | Dealing in securities | 2013-11-19 | 2019-12-30 |
| 4 | Sun Life Asset Management (HK) Limited | Rep | Advising on securities | 2020-05-14 | Rep | Asset management | 2020-05-14 |
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