Ching, Claudia Wai Han 程惠嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on futures contracts | 2025-01-07 | Rep | Advising on securities | 2025-01-07 | Rep | Asset management | 2025-01-07 | Rep | Dealing in futures contracts | 2025-01-07 | Rep | Dealing in securities | 2025-01-07 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-06-02 | 2013-11-04 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2007-10-09 | 2010-04-28 |
| 4 | EFG Asset Management (HK) Limited | Rep | Advising on securities | 2013-11-19 | 2019-12-30 | Rep | Asset management | 2013-11-19 | 2019-12-30 | Rep | Dealing in securities | 2013-11-19 | 2019-12-30 |
| 5 | Sun Life Asset Management (HK) Limited | Rep | Advising on securities | 2020-05-14 | 2024-12-28 | Rep | Asset management | 2020-05-14 | 2024-12-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy