Lau, Wai Bun 劉慧斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-11-12 | 2012-02-16 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2016-02-29 | 2023-08-31 | Rep | Asset management | 2016-02-29 | 2023-08-31 | Rep | Dealing in securities | 2016-02-29 | 2023-08-31 |
| 3 | LBN Advisers Limited | Rep | Asset management | 2013-11-06 | 2016-02-18 |
| 4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2012-03-29 | 2012-07-01 | Rep | Advising on securities | 2012-09-11 | 2013-08-01 |
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