Leung, Karen Ka Ying 梁家瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | M&G Investments (Hong Kong) Limited | Rep | Advising on securities | 2022-12-23 | |
| 2 | M&G Investments (Hong Kong) Limited | Rep | Dealing in securities | 2022-12-23 | |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-03-19 | 2013-11-01 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-11-14 | 2015-11-18 |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2013-11-14 | 2015-11-18 |
| 6 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-11-14 | 2015-11-18 |
| 7 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-11-14 | 2015-11-18 |
| 8 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2013-11-14 | 2015-11-18 |
| 9 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-11-14 | 2015-11-18 |
| 10 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2015-12-29 | 2022-10-19 |
| 11 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2015-12-29 | 2022-10-19 |
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