Or, Kin 柯堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-06-04 | 2012-02-17 |
| 2 | Essence International Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-02-19 | 2016-11-11 |
| 3 | Finet Securities Limited | Rep | Advising on securities | 2017-07-18 | 2018-06-29 | Rep | Dealing in securities | 2017-07-18 | 2018-06-29 |
| 4 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-29 | 2017-02-22 |
| 5 | Fortune Asset Management Limited | Rep | Advising on securities | 2016-11-29 | 2017-02-22 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2015-09-18 | 2016-02-12 |
| 7 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-01-16 | 2015-08-15 |
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