Pan, Li Ling 潘俐伶

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCB INTERNATIONAL SECURITIES LIMITED Rep Advising on securities 2011-01-05 2011-10-01
2 LEHMAN BROTHERS ASIA LIMITED Rep Advising on securities 2007-08-01 2008-09-23
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2008-10-09 2010-10-23

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