So, Shui Man 蘇瑞雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2007-03-05 | 2010-03-11 | Rep | Asset management | 2007-03-05 | 2010-03-11 | Rep | Dealing in securities | 2007-03-05 | 2010-03-11 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-05-06 | 2013-10-21 | Rep | Dealing in securities | 2010-05-06 | 2013-10-21 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2013-10-31 | 2014-01-06 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2013-10-31 | 2014-01-06 | Rep | Dealing in securities | 2013-10-31 | 2014-01-06 |
| 5 | Pictet Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2014-05-09 | 2015-12-18 | Rep | Dealing in securities | 2014-05-09 | 2015-12-18 |
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