Sun, Ming (SFC:AVC988) 孫明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUTONOMOUS RESEARCH ASIA LIMITED | Rep | Advising on securities | 2014-11-19 | 2016-06-01 |
| 2 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2012-09-28 | 2014-10-07 | Rep | Dealing in securities | 2012-09-28 | 2014-10-07 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-04-30 | 2012-09-01 |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2018-08-20 | 2021-01-20 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2016-07-08 | 2018-08-05 |
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