Tan, Derrick Wie Hon 陳威雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-25 | 2006-02-25 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-10-25 | 2006-02-25 |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-10-25 | 2006-02-25 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-10-25 | 2006-02-25 |
| 5 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-04 | 2007-11-23 |
| 6 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-28 | 2007-11-23 |
| 7 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2007-12-05 | 2009-01-22 |
| 8 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2007-12-05 | 2009-01-22 |
| 9 | INSTINET PACIFIC LIMITED | Rep | Automated trading services | 2007-12-10 | 2009-01-22 |
| 10 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2009-03-03 | 2009-04-17 |
| 11 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2009-03-13 | 2009-04-17 |
| 12 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-27 | 2009-10-29 |
| 13 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2009-10-29 |
| 14 | MF Securities Hong Kong Limited | Rep | Dealing in securities | 2009-11-04 | 2010-07-12 |
| 15 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2009-11-17 | 2010-07-12 |
| 16 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-08-19 | 2011-03-01 |
| 17 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2011-03-31 | 2012-03-31 |
| 18 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-31 | 2012-03-31 |
| 19 | Channel 8 Wealth Management Limited | Rep | Advising on securities | 2012-09-24 | 2012-11-08 |
| 20 | Channel 8 Wealth Management Limited | Rep | Dealing in securities | 2012-09-24 | 2012-11-08 |
| 21 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-12-19 | 2013-03-05 |
| 22 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-12-19 | 2013-03-05 |
| 23 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2013-03-11 | 2020-12-30 |
| 24 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-03-11 | 2020-12-30 |
| 25 | Plutus Securities Limited | Rep | Dealing in securities | 2021-03-08 | 2021-05-05 |
| 26 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | RO | Advising on securities | 2021-05-05 | |
| 27 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | RO | Asset management | 2021-05-05 | |
| 28 | Plutus Securities Limited | RO | Dealing in securities | 2021-05-05 |
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