Wang, Shengkun 王胜坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2018-04-03 | 2022-10-28 | RO | Dealing in futures contracts | 2018-10-02 | 2022-10-28 | RO | Advising on securities | 2019-08-23 | 2022-10-28 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2011-05-12 | 2011-12-20 | Rep | Dealing in securities | 2011-05-12 | 2011-12-20 | RO | Advising on securities | 2011-12-20 | 2014-03-01 | RO | Dealing in securities | 2011-12-20 | 2014-03-01 |
| 3 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2014-03-07 | 2014-03-31 | Rep | Dealing in securities | 2014-03-07 | 2014-03-31 | RO | Advising on securities | 2014-03-31 | 2017-11-21 | RO | Dealing in securities | 2014-03-31 | 2017-11-21 |
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