Yip, Henry Shun Fu 葉迅虎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2011-09-14 | 2015-04-28 | Rep | Dealing in securities | 2011-09-14 | 2015-04-28 | RO | Advising on securities | 2015-04-28 | 2021-05-14 | RO | Dealing in securities | 2015-04-28 | 2021-05-14 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2021-06-09 | 2021-09-14 | Rep | Dealing in securities | 2021-06-09 | 2021-09-14 | Rep | Dealing in futures contracts | 2021-06-23 | RO | Advising on securities | 2021-09-14 | RO | Dealing in securities | 2021-09-14 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-23 | Rep | Advising on securities | 2004-11-23 | Rep | Asset management | 2004-11-23 | Rep | Dealing in securities | 2008-12-13 |
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