Zhao, Xin (SFC:AMM491) 趙昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-07-15 | 2012-06-28 | Rep | Dealing in securities | 2011-07-28 | 2012-06-28 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-06-05 | 2014-02-28 | Rep | Asset management | 2013-06-05 | 2014-02-28 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-05 | 2014-02-28 |
| 4 | Crosby Securities Limited | Rep | Advising on securities | 2013-03-19 | 2013-04-26 | Rep | Dealing in securities | 2013-03-19 | 2013-04-26 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2005-09-23 | 2006-07-18 |
| 6 | OAKLANDS PATH CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2015-06-11 | |
| 7 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2006-08-01 | 2010-03-22 | Rep | Dealing in securities | 2006-08-28 | 2010-03-22 |
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