Ho, Ming Yan 何明欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | RO | Advising on corporate finance | 2018-12-06 | 2022-03-31 | RO | Dealing in securities | 2018-12-06 | 2022-03-31 |
| 2 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-07-07 | 2014-05-15 | Rep | Dealing in securities | 2011-11-07 | 2016-09-23 | RO | Advising on corporate finance | 2014-05-15 | 2017-02-04 | RO | Dealing in securities | 2016-09-23 | 2017-02-04 |
| 3 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-11-21 | 2005-05-11 |
| 4 | FIRST ASIA FINANCE GROUP LIMITED | Rep | Advising on corporate finance | 2003-05-21 | 2003-11-07 | Rep | Dealing in securities | 2003-05-21 | 2003-11-07 |
| 5 | Fosun International Securities Limited | Rep | Advising on corporate finance | 2017-03-27 | 2017-04-10 | Rep | Dealing in securities | 2017-03-27 | 2017-04-10 | RO | Advising on corporate finance | 2017-04-10 | 2017-05-05 | RO | Dealing in securities | 2017-04-10 | 2017-05-05 |
| 6 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-05-19 | Rep | Asset management | 2003-05-19 | Rep | Advising on corporate finance | 2003-05-21 | Rep | Dealing in securities | 2003-05-21 |
| 7 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-08-02 | 2017-11-27 | Rep | Dealing in securities | 2017-08-02 | 2017-11-27 | RO | Advising on corporate finance | 2017-11-27 | 2018-09-06 | RO | Dealing in securities | 2017-11-27 | 2018-09-06 |
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