So, Bernadette Nga Ting 蘇雅婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-02-01 | 2015-08-15 | Rep | Dealing in securities | 2011-02-01 | 2015-08-15 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-24 | 2015-08-15 |
| 3 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2016-07-20 | 2019-04-30 | Rep | Advising on securities | 2016-07-20 | 2019-04-30 | Rep | Dealing in securities | 2016-07-20 | 2019-04-30 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-05-27 | |
| 5 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2019-05-27 |
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